AJM Advisory is an experienced international provider of regulatory consulting services in securities markets. We are dedicated to providing the highest quality solutions and advice to our clients in addition to developing successful management and effective team behaviors that will enable optimal results.
Who we are
We are an international provider of regulatory consulting services to the securities (financial) trading markets and financial industry. AJM Advisory is committed to our clients and provides the highest quality and most effective solutions. We specialize in:
- Detecting and Investigating Insider Trading, Market manipulation, Frontrunning and other trading abuses
- Compliance and supervision of electronic market trading rules and conducting regulatory audits, reorganizations and review and development of procedures manuals
- Effective Management and staff training
- Serving as expert witness and speaking engagements ... Read More
Confront current and future challenges and opportunities facing financial market participants including exchanges and broker dealer market regulation staff in the following areas . . . Read More
Over 35 years in financial markets regulation utilizing highly successful management and team building behaviors, able leadership and interpersonal communication skills focused on obtaining optimal solutions. Read More
Aldo Martinez has contacts, domestically within the securities industry and internationally with the Intermarket Surveillance Group (ISG). The ISG is a network of 36 international exchanges regulatory staff cooperating with each other on trading investigations and assisting each other in fulfilling their regulatory functions. www.isgportal.org Read More
